| X Notification of Major Holdings or Correction of a notification of Major Holdings published on |
| 1. Details of issuer (name, address) ADVA Optical Networking SE, Märzenquelle 1-3, 98617 Meiningen-Dreißigacker, Germany |
| 2. Reason for notification (multiple reasons possible) X Acquisition/disposal of shares with voting rights Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: |
3. Details of person subject to the notification obligation
| Name: Deutsche Asset Management Investment GmbH | City and country of registered office (if applicable): Frankfurt, Germany |
| 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. |
| 5. Date on which threshold was crossed or reached: 20.02.2017 |
| 6. Total positions | ||||
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
| Resulting situation | 2.95% | 0.00% | 2.95% | 49498934 |
| Previous notification (if applicable) | 4.996% | 0.00% | 4.996% | |
7. Notified details of the resulting situation | ||||
| a. Voting rights attached to shares (Sec.s 21, 22 WpHG) | ||||
| ISIN | absolute | in % | ||
| direct (Sec. 21 WpHG) | indirect (Sec. 22 WpHG) | direct (Sec. 21 WpHG) | indirect (Sec. 22 WpHG) | |
| DE0005103006 | 1461127 | % | 2.95% | |
| % | % | |||
| Total | 1461127 | 2.95% | ||
| b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG (please use annex in case of more than 3 instruments) | ||||
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| % | ||||
| % | ||||
| Total | ||||
| b.2 Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG (please use annex in case of more than 3 instruments) | |||||
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| % | |||||
| % | |||||
| % | |||||
| Total | % | ||||
| 8. Information in relation to the person subject to the notification obligation (please tick the applicable box): X Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity (please use annex in case of more than 4 undertakings; in this case please always provide only to BaFin also an organizational chart accompanying your notification): | |||
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| % | % | % | |
| % | % | % | |
| % | % | % | |
| % | % | % | |
| 9. In case of proxy voting according to § 22 Abs. 3 WpHG Date of general meeting: Holding position after general meeting: % (equals voting rights) |
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